Form Type: 4

SEC EDGAR Link
Accession Number:0001271163-22-000048
Date:2022-10-17
Issuer: GABELLI HEALTHCARE & WELLNESSRX TRUST (GRX.E)
Original Submission Date:

Reporting Person:

GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER RYE, NY 10580

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
SERIES E CUMULATIVE PREFERRED SHARES 2022-10-17 S 230,000 d $10.00 0 indirect f2
SERIES E CUMULATIVE PREFERRED SHARES 2022-10-17 P 230,000 a $10.00 700,000 direct
SERIES E CUMULATIVE PREFERRED SHARES 2022-10-17 0 $0.00 200,000 indirect f3
SERIES E CUMULATIVE PREFERRED SHARES 2022-10-17 0 $0.00 130,000 indirect f4
SERIES E CUMULATIVE PREFERRED SHARES 2022-10-17 0 $0.00 370,000 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares traded in a private transaction between related accounts
f2 the shares being reported are held at e3m 2018, llc, in which mr. gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
f3 the shares reported reflect the total shares owned by associated capital group, inc. (ac). mario j. gabelli is the executive chair and controlling shareholder of ac. mr. gabelli has less than a 100% interest in ac and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
f4 the shares reported reflect the total shares owned by gpj retirement partners, llc, a limited liability company. mr. gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
f5 the shares being reported are held at e3m investors, llc, in which mr. gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
WhaleWisdom Logo

Elevate your investments