Accession Number: | 0001271163-22-000048 |
Date: | 2022-10-17 |
Issuer: | GABELLI HEALTHCARE & WELLNESSRX TRUST (GRX.E) |
Original Submission Date: |
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE, NY 10580
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
SERIES E CUMULATIVE PREFERRED SHARES | 2022-10-17 | S | 230,000 | d | $10.00 | 0 | indirect | f2 | |
SERIES E CUMULATIVE PREFERRED SHARES | 2022-10-17 | P | 230,000 | a | $10.00 | 700,000 | direct | ||
SERIES E CUMULATIVE PREFERRED SHARES | 2022-10-17 | 0 | $0.00 | 200,000 | indirect | f3 | |||
SERIES E CUMULATIVE PREFERRED SHARES | 2022-10-17 | 0 | $0.00 | 130,000 | indirect | f4 | |||
SERIES E CUMULATIVE PREFERRED SHARES | 2022-10-17 | 0 | $0.00 | 370,000 | indirect | f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares traded in a private transaction between related accounts |
f2 | the shares being reported are held at e3m 2018, llc, in which mr. gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
f3 | the shares reported reflect the total shares owned by associated capital group, inc. (ac). mario j. gabelli is the executive chair and controlling shareholder of ac. mr. gabelli has less than a 100% interest in ac and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
f4 | the shares reported reflect the total shares owned by gpj retirement partners, llc, a limited liability company. mr. gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
f5 | the shares being reported are held at e3m investors, llc, in which mr. gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |