Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-054725
Date:2022-10-26
Issuer: THIRD HARMONIC BIO, INC. (THRD)
Original Submission Date:

Reporting Person:

GLADSTONE MICHAEL
C/O THIRD HARMONIC BIO, INC.
300 TECHNOLOGY SQUARE, 8TH FLOOR CAMBRIDGE, MA 02139

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 17.83 2022-10-26 deemed execution date A 13,667 (a) 2032-10-25 common stock 13,667 $17.83 13,667 direct
Footnotes
IDfootnote
f1 the option vests over a 8-month period: 1/8th on october 26, 2022, after which 1/8th of the total shares vest monthly, subject to continued service through each vesting date.
f2 the reporting person is a member of atlas venture life science advisors, llc ("atlas") and is obligated to transfer the economic benefit, if any, received upon the sale of the shares issuable upon exercise of the option to atlas. as such, the reporting person disclaims beneficial ownership of the securities reported herein for purposes of section 16 of the securities exchange act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
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