Accession Number: | 0000929638-22-001650 |
Date: | 2022-10-31 |
Issuer: | PZENA INVESTMENT MANAGEMENT, INC. (PZN) |
Original Submission Date: |
GALBRAITH STEVEN M
C/O PZENA INVESTMENT MANAGEMENT LLC
320 PARK AVENUE, 8TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK, PAR VALUE $0.01 | 2022-10-31 | U | 22,460 | d | $9.60 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM A SHARES | 0.0 | 2022-10-31 | deemed execution date | U | 194,192 (d) | 2022-10-31 | 2022-10-31 | right to receive $9.60 194,192 | $0.00 | 0 | direct |
ID | footnote |
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