Accession Number: | 0001140361-22-040926 |
Date: | 2022-11-09 |
Issuer: | QUANTUM-SI INC (QSI) |
Original Submission Date: |
HAWKINS JEFFREY ALAN
C/O QUANTUM-SI INCORPORATED
530 OLD WHITFIELD STREET
GUILFORD, CT 06437
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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STOCK OPTION (RIGHT TO BUY) | 2.4 | 2022-11-09 | deemed execution date | A | 4,170,000 (a) | 2032-11-09 | class a common stock 4,170,000 | $2.40 | 4,170,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 2.4 | 2022-11-09 | deemed execution date | A | 1,390,000 (a) | 2032-11-09 | class a common stock 1,390,000 | $2.40 | 1,390,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 2.4 | 2022-11-09 | deemed execution date | A | 1,390,000 (a) | 2032-11-09 | class a common stock 1,390,000 | $2.40 | 1,390,000 | direct |
ID | footnote |
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f1 | the shares underlying this option vest as to 20% on december 31, 2023, with the remainder vesting in 48 equal monthly installments at the end of each month thereafter, subject to mr. hawkins' continued service through the applicable vesting date. |
f2 | the shares underlying this option vest in full if within 1.5 years of october 10, 2022 the closing price of the issuer's class a common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to mr. hawkins' continued service through the vesting date. |
f3 | the shares underlying this option vest in full if within 3.5 years of october 10, 2022 the closing price of the issuer's class a common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to mr. hawkins' continued service through the vesting date. |