Accession Number: | 0000050725-22-000080 |
Date: | 2022-11-16 |
Issuer: | GRIFFON CORP (GFF) |
Original Submission Date: |
KAPLAN SETH L.
712 FIFTH AVENUE
18TH FLOOR
NEW YORK, NY 10019
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2022-11-16 | A | 20,826 | a | $0.00 | 220,578 | direct | ||
COMMON STOCK | 2022-11-16 | 0 | $0.00 | 2,841 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | restricted shares granted under the company's 2016 equity incentive plan in a transaction exempt under rule 16b. vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on november 16, 2022, it was certified that such financial performance criteria was satisfied. subject to the reporting person's continued employment, the restricted shares will vest on november 30, 2024. |
f2 | reflects esop allocations that have occurred since the date of the reporting person's last ownership report. |