Form Type: 4

SEC EDGAR Link
Accession Number:0000050725-22-000086
Date:2022-11-16
Issuer: GRIFFON CORP (GFF)
Original Submission Date:

Reporting Person:

HARRIS BRIAN G
C/O GRIFFON CORPORATION
712 FIFTH AVENUE NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-11-16 A 22,562 a $0.00 217,678 direct
COMMON STOCK 2022-11-16 0 $0.00 2,987 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted shares granted under the company's 2016 equity incentive plan in a transaction exempt under rule 16b. vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on on november 16, 2022, it was certified that such financial performance criteria was satisfied. subject to the reporting person's continued employment, the restricted shares will vest on november 30, 2024.
f2 reflects esop allocations that have occurred since the date of the reporting person's last ownership report.

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