Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-057612
Date:2022-11-15
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

KLEINMAN SCOTT
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-11-15 A 725 a $62.91 4,880,655 direct
COMMON STOCK 2022-11-15 A 3,370 a $62.91 426,055 indirect f3
COMMON STOCK 2022-11-15 0 $0.00 493,779 indirect f4
COMMON STOCK 2022-11-15 0 $0.00 27,408 indirect f5
COMMON STOCK 2022-11-15 0 $0.00 142,987 indirect f6
COMMON STOCK 2022-11-15 0 $0.00 702,496 indirect f7
COMMON STOCK 2022-11-15 0 $0.00 9,391 indirect f8
COMMON STOCK 2022-11-15 0 $0.00 4,584 indirect f9
COMMON STOCK 2022-11-15 0 $0.00 1,806,086 indirect f10
COMMON STOCK 2022-11-15 0 $0.00 77,335 indirect f11
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted shares of common stock of the issuer issued under the apollo global management, inc. 2019 omnibus equity incentive plan and the apollo global management, inc. 2019 omnibus equity incentive plan for estate planning vehicles. the restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
f2 reported amount includes 4,814,417 vested and unvested restricted stock units ("rsus"). each rsu represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one share of common stock of the issuer for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement, provided the reporting person remains in service through the applicable vesting date.
f3 held by krt investments ix llc ("investments ix"). investments ix is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. the reporting person disclaims beneficial ownership of the securities held by investments ix, except to the extent of his direct or indirect pecuniary interest.
f4 held by hcm apo series llc, series a, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f5 held by hcm apo series llc, series b, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f6 held by hcm apo series llc, series c, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f7 held by the kleinman children's trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f8 held by krt investments llc. the reporting person disclaims beneficial ownership of the securities indirectly or directly held by krt investments llc reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose.
f9 held by krt investments vii llc, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f10 held by krt delaware llc, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
f11 held by the kleinman descendant's gst-exempt trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

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