Form Type: 4

SEC EDGAR Link
Accession Number:0001371285-22-000272
Date:2022-11-25
Issuer: TRUPANION, INC. (TRUP)
Original Submission Date:

Reporting Person:

RAWLINGS DARRYL
C/O TRUPANION, INC.
6100 4TH AVENUE SOUTH, SUITE 400 SEATTLE, WA 98108

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-11-25 M 1,505 a $0.00 566,548 direct
COMMON STOCK 2022-11-25 F 592 d $54.13 565,956 direct
COMMON STOCK 2022-11-25 M 2,097 a $0.00 568,053 direct
COMMON STOCK 2022-11-25 F 825 d $54.13 567,228 direct
COMMON STOCK 2022-11-25 M 2,738 a $0.00 569,966 direct
COMMON STOCK 2022-11-25 F 1,077 d $54.13 568,889 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT (RSU) 0.0 2022-11-25 deemed execution date M 1,505 (d) 2023-02-25 common stock 1,505 $0.00 1,505 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2022-11-25 deemed execution date M 2,097 (d) 2024-02-25 common stock 2,097 $0.00 10,490 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2022-11-25 deemed execution date M 2,738 (d) 2025-02-25 common stock 2,738 $0.00 24,640 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 this form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
f3 the rsu vests and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
f4 the rsu vests and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
f5 on february 22, 2021, the reporting person was granted 43,804 restricted stock units (rsus). the rsus vest and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
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