Accession Number: | 0001371285-22-000272 |
Date: | 2022-11-25 |
Issuer: | TRUPANION, INC. (TRUP) |
Original Submission Date: |
RAWLINGS DARRYL
C/O TRUPANION, INC.
6100 4TH AVENUE SOUTH, SUITE 400
SEATTLE, WA 98108
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-11-25 | M | 1,505 | a | $0.00 | 566,548 | direct | ||
COMMON STOCK | 2022-11-25 | F | 592 | d | $54.13 | 565,956 | direct | ||
COMMON STOCK | 2022-11-25 | M | 2,097 | a | $0.00 | 568,053 | direct | ||
COMMON STOCK | 2022-11-25 | F | 825 | d | $54.13 | 567,228 | direct | ||
COMMON STOCK | 2022-11-25 | M | 2,738 | a | $0.00 | 569,966 | direct | ||
COMMON STOCK | 2022-11-25 | F | 1,077 | d | $54.13 | 568,889 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2022-11-25 | deemed execution date | M | 1,505 (d) | 2023-02-25 | common stock 1,505 | $0.00 | 1,505 | direct | ||
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2022-11-25 | deemed execution date | M | 2,097 (d) | 2024-02-25 | common stock 2,097 | $0.00 | 10,490 | direct | ||
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2022-11-25 | deemed execution date | M | 2,738 (d) | 2025-02-25 | common stock 2,738 | $0.00 | 24,640 | direct |
ID | footnote |
---|---|
f1 | restricted stock units convert into common stock on a one-for-one basis. |
f2 | this form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. |
f3 | the rsu vests and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
f4 | the rsu vests and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
f5 | on february 22, 2021, the reporting person was granted 43,804 restricted stock units (rsus). the rsus vest and will convert to common stock of the issuer as to 1/4th of the total shares on february 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |