Accession Number: | 0001562180-22-007950 |
Date: | 2022-11-28 |
Issuer: | SVB FINANCIAL GROUP (SIVB) |
Original Submission Date: |
BECKER GREGORY W
3005 TASMAN DRIVE
SANTA CLARA, CA 95054
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-06-30 | A | 36 | a | $335.74 | 87,973 | indirect | ||
COMMON STOCK | 2022-11-28 | F | 173 | d | $217.52 | 87,800 | indirect | ||
COMMON STOCK | 2022-11-28 | F | 84 | d | $217.52 | 87,716 | indirect | ||
COMMON STOCK | 2022-11-28 | M | 84 | a | $0.00 | 87,800 | indirect | ||
COMMON STOCK | 2022-11-28 | M | 173 | a | $0.00 | 87,973 | indirect | ||
COMMON STOCK | 2022-11-28 | 0 | $0.00 | 6,252 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2022-11-28 | deemed execution date | F | 84 (d) | 2028-05-03 | common stock 84 | $0.00 | 1,801 | direct | ||
RESTRICTED STOCK UNIT | 0.0 | 2022-11-28 | deemed execution date | F | 173 (d) | 2029-05-02 | common stock 173 | $0.00 | 3,710 | direct |
ID | footnote |
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f1 | these shares were acquired under the issuer's employee stock purchase plan in transactions that were exempt under both rule 16b-3(d) and rule 16b-3(c). |
f2 | shares withheld by issuer for payment of tax liability incurred upon retirement eligibility of restricted stock units. |
f3 | the information in this report is based on 401(k)/esop plan statement dated as of september 30, 2022. |
f4 | each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. |
f5 | restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. |