Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-22-007950
Date:2022-11-28
Issuer: SVB FINANCIAL GROUP (SIVB)
Original Submission Date:

Reporting Person:

BECKER GREGORY W

3005 TASMAN DRIVE SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-30 A 36 a $335.74 87,973 indirect
COMMON STOCK 2022-11-28 F 173 d $217.52 87,800 indirect
COMMON STOCK 2022-11-28 F 84 d $217.52 87,716 indirect
COMMON STOCK 2022-11-28 M 84 a $0.00 87,800 indirect
COMMON STOCK 2022-11-28 M 173 a $0.00 87,973 indirect
COMMON STOCK 2022-11-28 0 $0.00 6,252 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2022-11-28 deemed execution date F 84 (d) 2028-05-03 common stock 84 $0.00 1,801 direct
RESTRICTED STOCK UNIT 0.0 2022-11-28 deemed execution date F 173 (d) 2029-05-02 common stock 173 $0.00 3,710 direct
Footnotes
IDfootnote
f1 these shares were acquired under the issuer's employee stock purchase plan in transactions that were exempt under both rule 16b-3(d) and rule 16b-3(c).
f2 shares withheld by issuer for payment of tax liability incurred upon retirement eligibility of restricted stock units.
f3 the information in this report is based on 401(k)/esop plan statement dated as of september 30, 2022.
f4 each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
f5 restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
WhaleWisdom Logo

Elevate your investments