| Accession Number: | 0001193805-22-001634 |
| Date: | 2022-11-29 |
| Issuer: | ELECTROCORE, INC. (ECOR) |
| Original Submission Date: |
ERRICO JOSEPH P
200 FORGE WAY, SUITE 205
ROCKAWAY, NJ 07866
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-11-29 | P | 25,000 | a | $0.33 | 2,418,854 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the price reported in column 4 is a weighted average price. these shares were bought in multiple transactions at prices ranging from $0.32 to $0.332 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares bought by him at each separate price on november 29, 2022. |
| f2 | consists of 1,905,703 shares of common stock held directly by the reporting person; 266,350 shares of common stock held directly by a trust for the benefit of the reporting person's family members; and 246,801 shares of common stock held for the benefit of the reporting person indirectly by core ventures ii, llc, core ventures iv, llc and certain other entities controlled by the reporting person. |
