| Accession Number: | 0001562180-22-008026 |
| Date: | 2022-12-01 |
| Issuer: | SVB FINANCIAL GROUP (SIVB) |
| Original Submission Date: |
BECK DANIEL J
3005 TASMAN DRIVE
SANTA CLARA, CA 95054
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-06-30 | A | 36 | a | $335.74 | 5,331 | direct | ||
| COMMON STOCK | 2022-12-01 | S | 580 | d | $231.69 | 4,751 | direct | ||
| COMMON STOCK | 2022-12-01 | 0 | $0.00 | 35 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | these shares were acquired under the issuer's employee stock purchase plan in transactions that were exempt under both rule 16b-3(d) and rule 16b-3(c). |
| f2 | the information in this report is based on 401(k)/esop plan statement dated as of september 30, 2022. |
