Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-037832
Date:2022-02-18
Issuer: ACV AUCTIONS INC. (ACVA)
Original Submission Date:

Reporting Person:

GOODMAN ROBERT P
C/O ACV AUCTIONS INC.
640 ELLICOTT STREET, #321 BUFFALO, NY 14203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-12-01 S 150,000 d $8.53 515,193 direct
CLASS A COMMON STOCK 2022-02-18 0 $0.00 22,125 indirect f2
CLASS A COMMON STOCK 2022-02-18 0 $0.00 13,061 indirect f3
CLASS A COMMON STOCK 2022-02-18 0 $0.00 26,004 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on december 2, 2022, the reporting person sold 150,000 shares of class a common stock of the issuer (the "shares"). the shares were sold in multiple executions at a price per share ranging from $8.50 to $8.70, with an average execution price per share of $8.53. the reporting person hereby undertakes, upon request of the staff of the u.s. securities and exchange commission, the issuer or a security holder of the issuer, to provide full information regarding such individual executions.
f2 the shares are directly held by nb group, llc ("nb group"). nb group is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
f3 the shares are directly held by cracktuxet ii, llc ("cracktuxet ii"). cracktuxet ii is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
f4 the shares are directly held by katama point llc ("katama"). katama is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
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