Accession Number: | 0001261654-22-000117 |
Date: | 2022-12-08 |
Issuer: | UNIVERSAL TECHNICAL INSTITUTE INC (UTI) |
Original Submission Date: |
ANDERSON TROY R
4225 E. WINDROSE DRIVE
SUITE 200
PHOENIX, AZ 85032
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $0.0001 PAR VALUE | 2022-12-08 | M | 13,179 | a | $0.00 | 35,473 | direct | ||
COMMON STOCK, $0.0001 PAR VALUE | 2022-12-08 | F | 3,882 | d | $7.19 | 31,591 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2022-12-08 | deemed execution date | M | 13,179 (d) | 2024-12-08 | common stock, $0.0001 par value 13,179 | $0.00 | 26,358 | direct |
ID | footnote |
---|---|
f1 | share of common stock received from vesting of restricted stock units granted on 12/08/2021. |
f2 | each restricted stock unit represents a contingent right to receive one share of common stock. |
f3 | shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. |
f4 | the restricted stock units vest in three equal annual installments beginning on december 8, 2022. |