Form Type: 4

SEC EDGAR Link
Accession Number:0001261654-22-000117
Date:2022-12-08
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
Original Submission Date:

Reporting Person:

ANDERSON TROY R
4225 E. WINDROSE DRIVE
SUITE 200 PHOENIX, AZ 85032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.0001 PAR VALUE 2022-12-08 M 13,179 a $0.00 35,473 direct
COMMON STOCK, $0.0001 PAR VALUE 2022-12-08 F 3,882 d $7.19 31,591 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-12-08 deemed execution date M 13,179 (d) 2024-12-08 common stock, $0.0001 par value 13,179 $0.00 26,358 direct
Footnotes
IDfootnote
f1 share of common stock received from vesting of restricted stock units granted on 12/08/2021.
f2 each restricted stock unit represents a contingent right to receive one share of common stock.
f3 shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
f4 the restricted stock units vest in three equal annual installments beginning on december 8, 2022.
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