Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-22-029100
Date:2022-12-12
Issuer: AQUA METALS, INC. (AQMS)
Original Submission Date:

Reporting Person:

MERRILL JUDD
5370 KIETZKE LN
SUITE 201 RENO, NV 89511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-12 A 582,256 a $0.00 1,658,320 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 582,256 shares underlying restricted stock units ("rsus") that are not yet vested and deliverable. the rsus will vest and be settled in six equal semi-annual installments over a three year period, subject to the reporting person's continuation of service with the company. these rsus have been granted under the company's 2022 long term incentive program as non-cash stock awards. each rsu shall entitle its holder to receive one common stock of the issuer.
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