Accession Number: | 0001437749-22-029100 |
Date: | 2022-12-12 |
Issuer: | AQUA METALS, INC. (AQMS) |
Original Submission Date: |
MERRILL JUDD
5370 KIETZKE LN
SUITE 201
RENO, NV 89511
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2022-12-12 | A | 582,256 | a | $0.00 | 1,658,320 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents 582,256 shares underlying restricted stock units ("rsus") that are not yet vested and deliverable. the rsus will vest and be settled in six equal semi-annual installments over a three year period, subject to the reporting person's continuation of service with the company. these rsus have been granted under the company's 2022 long term incentive program as non-cash stock awards. each rsu shall entitle its holder to receive one common stock of the issuer. |