Form Type: 4

SEC EDGAR Link
Accession Number:0001840776-22-000165
Date:2022-12-16
Issuer: HAGERTY, INC. (HGTY)
Original Submission Date:

Reporting Person:

KAUFFMAN ROBERT I
105 S. MAPLE STREET
ITASCA, IL 60143

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PUBLIC WARRANTS 11.5 2022-12-16 deemed execution date P 19,632 (a) 2022-04-12 2026-12-02 class a common stock 19,632 $11.50 802,376 indirect by aldel llc
PUBLIC WARRANTS 11.5 2022-12-19 deemed execution date P 39,284 (a) 2022-04-12 2026-12-02 class a common stock 39,284 $11.50 841,660 indirect by aldel llc
Footnotes
IDfootnote
f1 the reported purchase was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 19, 2022.
f2 held by aldel llc. mr. kauffman is the manager of aldel llc and has voting and investment discretion with respect to the securities held of record by aldel llc. mr. kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
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