Accession Number: | 0001840776-22-000165 |
Date: | 2022-12-16 |
Issuer: | HAGERTY, INC. (HGTY) |
Original Submission Date: |
KAUFFMAN ROBERT I
105 S. MAPLE STREET
ITASCA, IL 60143
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PUBLIC WARRANTS | 11.5 | 2022-12-16 | deemed execution date | P | 19,632 (a) | 2022-04-12 | 2026-12-02 | class a common stock 19,632 | $11.50 | 802,376 | indirect | by aldel llc |
PUBLIC WARRANTS | 11.5 | 2022-12-19 | deemed execution date | P | 39,284 (a) | 2022-04-12 | 2026-12-02 | class a common stock 39,284 | $11.50 | 841,660 | indirect | by aldel llc |
ID | footnote |
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f1 | the reported purchase was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 19, 2022. |
f2 | held by aldel llc. mr. kauffman is the manager of aldel llc and has voting and investment discretion with respect to the securities held of record by aldel llc. mr. kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |