Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-062226
Date:2022-12-16
Issuer: DESIGN THERAPEUTICS, INC. (DSGN)
Original Submission Date:

Reporting Person:

SR ONE CAPITAL FUND I AGGREGATOR LP
985 OLD EAGLE SCHOOL ROAD
SUITE 511 WAYNE, PA 19087

Reporting Person:

SR ONE CAPITAL PARTNERS I, LP
985 OLD EAGLE SCHOOL ROAD
SUITE 511 WAYNE, PA 19087

Reporting Person:

SR ONE CAPITAL MANAGEMENT, LLC
985 OLD EAGLE SCHOOL ROAD
SUITE 511 WAYNE, PA 19087

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-16 P 500,000 a $8.28 6,126,476 f2 direct
COMMON STOCK 2022-12-19 P 360,000 a $8.63 6,486,476 f2 direct
COMMON STOCK 2022-12-20 P 40,000 a $8.14 6,526,476 f2 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported price in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $7.90 to $8.76 per share, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 the securities are directly held by sr one capital fund i aggregator, lp ("sr one fund i aggregator"). sr one capital partners i, lp ("sr one partners i") is the sole general partner of sr one fund i aggregator, and sr one capital management, llc ("sr one capital management") is the sole general partner of sr one partners i. simeon george, m.d. is the managing member of sr one capital management (sr one partners i, sr one capital management, and dr. george together, the "indirect reporting persons"). the indirect reporting persons disclaim beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended ("section 16"), or otherwise of such portion of the securities held by sr one fund i aggregator in which the indirect reporting persons have no pecuniary interest, and this report shall not be deemed an admission that the indirect reporting persons are the beneficial owners of such securities for section 16 or any other purpose.
f3 the reported price in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $8.25 to $8.90 per share, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the reported price in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $7.86 to $8.45 per share, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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