Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-062276
Date:2022-12-16
Issuer: KINETA, INC./DE (KA)
Original Submission Date:

Reporting Person:

BAKER KEITH
C/O KINETA, INC.
219 TERRY AVE. N., SUITE 300 SEATTLE, WA 98109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-16 A 6,880 a $0.00 6,880 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 27.03 2022-12-16 deemed execution date A 13,760 (a) 2032-10-19 common stock 13,760 $27.03 13,760 direct
Footnotes
IDfootnote
f1 represents shares of common stock underlying a time-based restricted stock unit award ("rsu"). effective as of june 14, 2023 (180 days following the merger, as defined below), the rsu will be vested as to 1/3 of the total number of shares and will continue to vest as to an additional 1/3 of the total number of shares on each of october 3, 2023 and october 3, 2024, subject to the continuing employment of the reporting person on each vesting date.
f2 received in connection with the issuer's merger (the "merger") with kineta, inc. ("legacy kineta") in accordance with the terms of the agreement and plan of merger dated as of june 5, 2022, as amended on december 5, 2022 (the "merger agreement"), by and among the issuer (f/k/a yumanity therapeutics, inc.), yacht merger sub, inc. and legacy kineta. the merger closed on december 16, 2022. pursuant to the terms of the merger agreement, each outstanding share of legacy kineta common stock was entitled to receive 0.0688 shares of common stock. the rsu was received in exchange for 100,000 shares of common stock underlying a legacy kineta rsu.
f3 the stock option vested as to 1/3 of the total number of shares on october 3, 2022, and an additional 1/3 of the total number of shares will vest on each yearly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the reporting person on each vesting date.
f4 received in connection with the merger in exchange for options to acquire 200,000 shares of legacy kineta common stock for $1.86 per share.

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