Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-129514
Date:2022-12-22
Issuer: ALTIMMUNE, INC. (ALT)
Original Submission Date:

Reporting Person:

PISANO WAYNE
C/O ALTIMMUNE, INC., 910 CLOPPER ROAD
SUITE 201S GAITHERSBURG, MD 20878

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.0001 2022-12-22 M 20,000 a $2.60 28,498 direct
COMMON STOCK, PAR VALUE $0.0001 2022-12-22 S 20,000 d $15.01 8,498 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (OPTION TO BUY) 2.6 2022-12-22 deemed execution date M 20,000 (d) 2029-01-02 common stock, par value $0.0001 20,000 $2.60 0 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $15.0000 to $15.0900, inclusive. the reporting person undertakes to provide to altimmune, inc., any security holder of altimmune, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the option became vested and exercisable in two equal installments on february 28, 2019 and august 30, 2019, in each case, generally subject to the reporting person's continued service through the applicable vesting date.
WhaleWisdom Logo

Elevate your investments