Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-22-029785
Date:2022-12-22
Issuer: AQUA METALS, INC. (AQMS)
Original Submission Date:

Reporting Person:

MERRILL JUDD
5370 KIETZKE LN
SUITE 201 RENO, NV 89511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-22 A 23,659 a $0.63 1,681,979 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person is reporting the acquisition of shares of the issuer's common stock pursuant to the aqua metals, inc. 2022 employee stock purchase plan
f2 includes 1,167,725 shares underlying restricted stock units ("rsus") that are not yet vested and deliverable.
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