Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-22-013079
Date:2022-12-27
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

SCHUEREN ROBERT ALAN
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN, TX 78753

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-27 M 2,749 a $0.00 2,749 direct
COMMON STOCK 2022-12-28 S 1,382 d $39.84 1,367 direct
COMMON STOCK 2022-12-29 S 5,897 d $40.37 103,417 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2022-12-27 deemed execution date M 2,749 (d) common stock 2,749 $0.00 13,748 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock.
f2 excludes 4,932 shares previously reported as owned directly which have been transferred to the robert a schueren & deborah a schueren rev trust.
f3 the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1.
f4 the sale of shares was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 9, 2022.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $39.56 to $41.35 per share, inclusive. the holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reporting person is a trustee of the robert a schueren & deborah a schueren rev trust and has voting and dispositive power with respect to the reported shares. the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
f7 the rsus vest over four years. 25% of the rsus vested on march 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.
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