Accession Number: | 0001127602-22-028350 |
Date: | 2022-12-28 |
Issuer: | AES CORP (AES) |
Original Submission Date: |
GLUSKI ANDRES
4300 WILSON BOULEVARD
ARLINGTON, VA 22203
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-12-28 | M | 748,625 | a | $11.89 | 2,034,129 | direct | ||
COMMON STOCK | 2022-12-28 | S | 748,625 | d | $28.43 | 1,285,504 | direct | ||
COMMON STOCK | 2022-12-28 | 0 | $0.00 | 30,429 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 11.89 | 2022-12-28 | deemed execution date | M | 748,625 (d) | 2025-02-20 | common stock 748,625 | $11.89 | 0 | direct |
ID | footnote |
---|---|
f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 7, 2022. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $28.17 to $28.92, inclusive. the reporting undertakes to provide, upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
f3 | since the last form 4 filing on march 7, 2022, the reporting person acquired 595 additional shares of aes common stock pursuant to the aes corporation retirement savings plan. the information in this report is based on a plan statement dated december 28, 2022. |
f4 | this stock option award was granted pursuant to the aes corporation 2003 long term compensation plan and vested in three equal annual installments on february 20, 2016, february 20, 2017 and february 20, 2018. |