Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-23-000421
Date:2022-12-30
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
Original Submission Date:

Reporting Person:

COLISEUM CAPITAL MANAGEMENT, LLC
105 ROWAYTON AVE.
ROWAYTON, CT 06853

Reporting Person:

SHACKELTON CHRISTOPHER S
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL, LLC
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL PARTNERS, L.P.
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

GRAY ADAM
105 ROWAYTON AVE.
ROWAYTON, CT 06853

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.0001 ("COMMON STOCK") 2022-12-30 P 90,340 a $6.67 472,079 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares of common stock reported herein are held directly by (a) coliseum capital partners, l.p. ("ccp"), an investment limited partnership of which coliseum capital, llc, a delaware limited liability company ("cc"), is general partner and for which coliseum capital management, llc, a delaware limited liability company ("ccm"), serves as investment adviser and (b) a separate account investment advisory client of ccm (the "separate account").
f2 christopher shackelton ("shackelton") and adam gray ("gray") are managers of and have an ownership interest in each of ccm and cc. each of shackelton, gray, ccp, the separate account, cc and ccm disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $6.48 to $6.75, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission ("sec"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 following the transactions reported herein, ccp holds 381,797 shares of common stock and the separate account holds 90,282 shares of common stock.
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