Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-000449
Date:2023-01-01
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
Original Submission Date:

Reporting Person:

HAMILTON SUE ANN
15147 N SCOTTSDALE ROAD
SUITE H300 SCOTTSDALE, AZ 85254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-01-01 M 1,250 a $0.00 15,833 f2 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-01-01 deemed execution date M 1,250 (d) common stock 1,250 $0.00 2,500 direct
EMPLOYEE STOCK OPTION (RT. TO BUY) 0.0 deemed execution date 0 ( ) common stock 0 $0.00 20,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of uei common stock.
f2 these shares are held in the sue ann r. hamilton trust account. ms. hamilton disclaims ownership of the shares held by the trust.
f3 these restricted stock units are one-fourth of the total granted on july 1, 2022, which original grant was awarded as director compensation andgenerally vests and is paid quarterly on the first day following the end of each calendar quarter.
f4 exercise price determined in accordance with the terms of the company's applicable stock incentive plan.
f5 the excercisable and expiration dates were reported at the time the stock options were granted.
f6 this figure represents an aggregate number of stock options held by reporting person.
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