| Accession Number: | 0000899243-23-000503 |
| Date: | 2023-01-03 |
| Issuer: | AGENUS INC (AGEN) |
| Original Submission Date: |
WIINBERG ULF
C/O AGENUS INC.
3 FORBES ROAD
LEXINGTON, MA 02421
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DEFERRED STOCK UNITS | 0.0 | 2023-01-03 | deemed execution date | A | 9,894 (a) | common stock 9,894 | $0.00 | 163,608 | direct |
| ID | footnote |
|---|---|
| f1 | deferred stock units convert to shares of common stock on a 1 for 1 basis. |
| f2 | acquired under the agenus inc. amended and restated directors' deferred compensation plan, as amended (the "plan"). deferred stock units represent an equal amount of the company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the company. |
| f3 | $2.590 per deferred stock unit acquired on january 3, 2023. the price of each deferred stock unit acquired on january 3, 2023 is the average of the closing price for the company's common stock for all trading days during the calendar quarter immediately preceding the date such deferred stock unit was acquired pursuant to the plan. |
