Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-23-000128
Date:2022-12-31
Issuer: LYONDELLBASELL INDUSTRIES N.V. (LYB)
Original Submission Date:

Reporting Person:

SHARMA ANUP
4TH FLOOR
ONE VINE STREET LONDON, X0 W1J 0AH

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A ORDINARY SHARES 2022-12-31 S 886 d $84.91 9,825 direct
CLASS A ORDINARY SHARES 2022-12-31 S 287 d $84.91 9,538 direct
CLASS A ORDINARY SHARES 2022-12-31 S 540 d $84.91 8,998 direct
CLASS A ORDINARY SHARES 2022-12-31 D 759 d $0.00 8,239 direct
CLASS A ORDINARY SHARES 2022-12-31 D 1,618 d $0.00 6,621 direct
CLASS A ORDINARY SHARES 2022-12-31 D 63 d $0.00 6,558 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $84.58 usd to $85.20 usd. the price reported above reflects the weighted-average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 the reporting person resigned effective december 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 759 shares reported on this form 4.
f3 price is not applicable.
f4 the reporting person resigned effective december 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 1,618 shares reported on this form 4.
f5 the reporting person resigned effective december 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 63 shares reported on this form 4.
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