| Accession Number: | 0001077183-23-000004 |
| Date: | 2022-12-31 |
| Issuer: | NEOGENOMICS INC (NEO) |
| Original Submission Date: |
DIETER CYNTHIA J
9490 NEOGENOMICS WAY
FORT MYERS, FL 33912
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-12-31 | F | 959 | d | $0.00 | 30,762 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 28.35 | deemed execution date | 0 ( ) | 2027-06-22 | common stock 3,968 | $28.35 | 3,968 | direct | ||||
| STOCK OPTION (RIGHT TO BUY) | 53.17 | deemed execution date | 0 ( ) | 2028-03-02 | common stock 7,034 | $53.17 | 7,034 | direct | ||||
| STOCK OPTION (RIGHT TO BUY) | 21.41 | deemed execution date | 0 ( ) | 2029-03-01 | common stock 22,805 | $21.41 | 22,805 | direct |
| ID | footnote |
|---|---|
| f1 | shares surrendered to neogenomics inc. for retirement to satisfy the tax obligations in connection with the december 31, 2022 vesting of restricted stock. |
| f2 | on june 22, 2020, ms. dieter was granted 3,968 stock options. these options vest ratably over the first four anniversary dates of the grant date. |
| f3 | on march 2, 2021, ms. dieter was granted 7,034 stock options. these options vest ratably over the first four anniversary dates of the grant date. |
| f4 | on march 1, 2022, ms. dieter was granted 22,805 stock options. these options vest ratably over the first four anniversary dates of the grant date. |
