Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-23-000291
Date:2023-01-02
Issuer: NRG ENERGY, INC. (NRG)
Original Submission Date:

Reporting Person:

KILLINGER ELIZABETH R
804 CARNEGIE CENTER
PRINCETON, NJ 08540

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.01 PER SHARE 2022-12-05 G 6,396 d $0.00 107,499 direct
COMMON STOCK, PAR VALUE $.01 PER SHARE 2023-01-02 A 21,507 a $0.00 129,006 direct
COMMON STOCK, PAR VALUE $.01 PER SHARE 2023-01-02 F 926 d $0.00 128,080 direct
COMMON STOCK, PAR VALUE $.01 PER SHARE 2023-01-02 F 928 d $0.00 127,152 direct
COMMON STOCK, PAR VALUE $.01 PER SHARE 2023-01-02 F 1,054 d $0.00 126,098 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RELATIVE PERFORMANCE STOCK UNITS 0.0 2023-01-02 deemed execution date J 16,573 (d) 2023-01-02 2023-01-02 common stock, par value $.01 per share 16,573 $0.00 0 direct
RELATIVE PERFORMANCE STOCK UNITS 0.0 2023-01-02 deemed execution date A 35,545 (a) 2026-01-02 2026-01-02 common stock, par value $.01 per share 35,545 $0.00 35,545 direct
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") issued to the reporting person under the ltip. each rsu is equivalent in value to one share of nrg's common stock, par value $.01 per share ("common stock"). the reporting person will receive from nrg one such share of common stock for each rsu that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
f2 on january 2, 2022, the reporting person was issued 11,016 rsus by nrg under the ltip. on january 2, 2023, 3,668 shares vested. the reporting person elected to satisfy their tax obligation upon the exchange of common stock for rsus having a value on the date of the exchange equal to the withholding obligation. this form reflects the surrender of 926 shares of common stock to satisfy the reporting person's tax withholding obligation. in connection with the vesting of the rsus, 133 ders vested, resulting in the reporting person holding 1,145 ders in the aggregate.
f3 on january 2, 2021, the reporting person was issued 9,913 rsus by nrg under the ltip. on january 2, 2023, 3,301 shares vested. the reporting person elected to satisfy their tax obligation upon the exchange of common stock for rsus having a value on the date of the exchange equal to the withholding obligation. this form reflects the surrender of 928 shares of common stock to satisfy the reporting person's tax withholding obligation. in connection with the vesting of the rsus, 233 ders vested, resulting in the reporting person holding 912 ders in the aggregate.
f4 on january 2, 2020, the reporting person was issued 9,594 rsus by nrg under the ltip. on january 2, 2023, 3,205 shares vested. the reporting person elected to satisfy their tax obligation upon the exchange of common stock for rsus having a value on the date of the exchange equal to the withholding obligation. this form reflects the surrender of 1,054 shares of common stock to satisfy the reporting person's tax withholding obligation. in connection with the vesting of the rsus, 349 ders vested, resulting in the reporting person holding 563 ders in the aggregate.
f5 the reporting person did not vest in shares associated with rpsus granted on january 2, 2020 because of performance conditions.
f6 on january 2, 2023, the reporting person was issued 35,545 rpsus by nrg under the ltip that vest on january 2, 2026, subject to certain performance conditions.

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