Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-001437
Date:2022-12-31
Issuer: SEMA4 HOLDINGS CORP. (SMFR)
Original Submission Date:

Reporting Person:

RYAN JASON
C/O SEMA4 HOLDINGS CORP.
333 LUDLOW ST, NORTH TOWER, 8TH FL. STAMFORD, CT 06902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-12-31 M 247,525 a $0.00 263,358 direct
CLASS A COMMON STOCK 2022-12-31 S 73,732 d $0.26 189,626 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2022-12-31 deemed execution date M 247,525 (d) class a common stock 247,525 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive 1 share of the issuer's class a common stock upon settlement for no consideration.
f2 the sale reported on this form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of rsus. the sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
f3 100% of the rsus vested as of december 31, 2022, subject to the reporting person's continued service to the issuer on such earlier date, or upon a termination of the reporting person's service as executive chairman of the board under certain circumstances.
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