Accession Number: | 0001209191-23-001437 |
Date: | 2022-12-31 |
Issuer: | SEMA4 HOLDINGS CORP. (SMFR) |
Original Submission Date: |
RYAN JASON
C/O SEMA4 HOLDINGS CORP.
333 LUDLOW ST, NORTH TOWER, 8TH FL.
STAMFORD, CT 06902
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-12-31 | M | 247,525 | a | $0.00 | 263,358 | direct | ||
CLASS A COMMON STOCK | 2022-12-31 | S | 73,732 | d | $0.26 | 189,626 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2022-12-31 | deemed execution date | M | 247,525 (d) | class a common stock 247,525 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive 1 share of the issuer's class a common stock upon settlement for no consideration. |
f2 | the sale reported on this form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of rsus. the sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. |
f3 | 100% of the rsus vested as of december 31, 2022, subject to the reporting person's continued service to the issuer on such earlier date, or upon a termination of the reporting person's service as executive chairman of the board under certain circumstances. |