Accession Number: | 0001415889-23-000470 |
Date: | 2022-12-31 |
Issuer: | NATERA, INC. (NTRA) |
Original Submission Date: |
BROPHY MICHAEL BURKES
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
AUSTIN, TX 78753
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-12-31 | M | 9,108 | a | $0.00 | 100,458 | direct | ||
COMMON STOCK | 2023-01-03 | S | 3,644 | d | $39.55 | 96,814 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2022-12-31 | deemed execution date | M | 9,108 (d) | common stock 9,108 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock. |
f2 | the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1. |
f3 | the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $39.1750 to $39.5538 per share, inclusive. the holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f4 | the rsus vested in full on december 31, 2022. |