Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-23-000470
Date:2022-12-31
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

BROPHY MICHAEL BURKES
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN, TX 78753

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-31 M 9,108 a $0.00 100,458 direct
COMMON STOCK 2023-01-03 S 3,644 d $39.55 96,814 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2022-12-31 deemed execution date M 9,108 (d) common stock 9,108 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock.
f2 the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1.
f3 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $39.1750 to $39.5538 per share, inclusive. the holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the rsus vested in full on december 31, 2022.
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