Accession Number: | 0001415889-23-000762 |
Date: | 2023-01-07 |
Issuer: | NATERA, INC. (NTRA) |
Original Submission Date: |
SCHUEREN ROBERT ALAN
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
AUSTIN, TX 78753
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-01-07 | M | 3,985 | a | $0.00 | 10,130 | direct | ||
COMMON STOCK | 2023-01-09 | S | 2,244 | d | $37.62 | 7,886 | direct | ||
COMMON STOCK | 2023-01-10 | M | 3,938 | a | $13.01 | 11,824 | direct | ||
COMMON STOCK | 2023-01-07 | 0 | $0.00 | 103,417 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2023-01-07 | deemed execution date | M | 3,985 (d) | common stock 3,985 | $0.00 | 0 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 13.01 | 2023-01-10 | deemed execution date | M | 3,938 (d) | 2029-01-10 | common stock 3,938 | $13.01 | 38,134 | direct |
ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock. |
f2 | the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1. |
f3 | the reporting person is a trustee of the robert a schueren & deborah a schueren rev trust and has voting and dispositive power with respect to the reported shares. the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
f4 | the rsus vest over four years. 25% of the rsus vested on january 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |
f5 | the option shares vest over four years. 25% of the option shares vested and became exercisable on january 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. |