Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-23-000812
Date:2022-12-15
Issuer: MAIN STREET CAPITAL CORP (MAIN)
Original Submission Date:

Reporting Person:

MESERVE NICHOLAS
1300 POST OAK BLVD, 8TH FLOOR
HOUSTON, TX 77056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-15 J 39 a $37.33 85,593 direct
COMMON STOCK 2022-12-28 J 18 a $36.71 85,611 direct
COMMON STOCK 2022-12-28 G 2,000 d $0.00 83,611 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from section 16 under rule 16a-11.
f2 the reporting person transferred these shares as a gift pursuant to a transaction exempt from section 16(b) under rule 16b-5.
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