Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-003460
Date:2023-01-12
Issuer: EMMAUS LIFE SCIENCES, INC. (EMMA)
Original Submission Date:

Reporting Person:

LEE WILLIS C
21250 HAWTHORNE BLVD.
SUITE 800 TORRANCE, CA 90503

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 4.5 2023-01-12 deemed execution date A 750,000 (a) 2033-01-11 common stock 750,000 $4.50 750,000 direct
Footnotes
IDfootnote
f1 the options vest as to one-third of the option shares on the 12-month anniversary of the grant date and as to the remaining two-thirds of the option shares in 24 equal monthly installments as of the end of each month after such anniversary.
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