Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-23-001420
Date:2023-01-20
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

SHEENA JONATHAN
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN, TX 78753

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-12-29 G 50,310 d $0.00 519,764 direct
COMMON STOCK 2023-01-20 M 760 a $0.00 520,524 direct
COMMON STOCK 2023-01-21 M 143 a $0.00 520,667 direct
COMMON STOCK 2023-01-23 S 51 d $41.56 520,616 direct
COMMON STOCK 2023-01-20 0 $0.00 25,155 indirect f4
COMMON STOCK 2023-01-20 0 $0.00 25,155 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2023-01-20 deemed execution date M 760 (d) common stock 760 $0.00 2,283 direct
RESTRICTED STOCK UNIT 0.0 2023-01-21 deemed execution date M 143 (d) common stock 143 $0.00 1,145 direct
Footnotes
IDfootnote
f1 the transaction represents a gift by the reporting person.
f2 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock.
f3 the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1.
f4 held for the benefit of the reporting person's minor children. the reporting person disclaims beneficial ownership over such securities.
f5 the rsus vest over four years. 25% of the rsus vest on january 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
f6 the rsus vest over four years. 25% of the rsus vested on january 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.
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