Accession Number: | 0001415889-23-001420 |
Date: | 2023-01-20 |
Issuer: | NATERA, INC. (NTRA) |
Original Submission Date: |
SHEENA JONATHAN
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
AUSTIN, TX 78753
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-12-29 | G | 50,310 | d | $0.00 | 519,764 | direct | ||
COMMON STOCK | 2023-01-20 | M | 760 | a | $0.00 | 520,524 | direct | ||
COMMON STOCK | 2023-01-21 | M | 143 | a | $0.00 | 520,667 | direct | ||
COMMON STOCK | 2023-01-23 | S | 51 | d | $41.56 | 520,616 | direct | ||
COMMON STOCK | 2023-01-20 | 0 | $0.00 | 25,155 | indirect | f4 | |||
COMMON STOCK | 2023-01-20 | 0 | $0.00 | 25,155 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2023-01-20 | deemed execution date | M | 760 (d) | common stock 760 | $0.00 | 2,283 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2023-01-21 | deemed execution date | M | 143 (d) | common stock 143 | $0.00 | 1,145 | direct |
ID | footnote |
---|---|
f1 | the transaction represents a gift by the reporting person. |
f2 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock. |
f3 | the sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of rsus and in compliance with rule 10b5-1. |
f4 | held for the benefit of the reporting person's minor children. the reporting person disclaims beneficial ownership over such securities. |
f5 | the rsus vest over four years. 25% of the rsus vest on january 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. |
f6 | the rsus vest over four years. 25% of the rsus vested on january 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. |