Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-23-001614
Date:2023-01-24
Issuer: AXIS CAPITAL HOLDINGS LTD (AXS)
Original Submission Date:

Reporting Person:

PHILLIPS DAVID S.
1211 AVENUE OF THE AMERICAS
24TH FLOOR NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2023-01-24 A 120 a $0.00 71,946 direct
COMMON SHARES 2023-01-24 A 8,599 a $0.00 80,545 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on january 24, 2023, the company's human capital and compensation committee determined satisfaction of performance criteria for performance-based restricted stock units granted on january 28, 2020. this amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 4,095 restricted stock units which were previously reported on january 30, 2020. the restricted stock units will vest in a single installment on march 1, 2023.
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