| Accession Number: | 0001104659-23-009353 |
| Date: | 2023-01-30 |
| Issuer: | ALTIMMUNE, INC. (ALT) |
| Original Submission Date: |
EISENSTADT RICHARD I
C/O ALTIMMUNE, INC., 910 CLOPPER ROAD,
SUITE 201S
GAITHERSBURG, MD 20878
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (OPTION TO BUY) | 12.88 | 2023-01-30 | deemed execution date | A | 105,000 (a) | 2033-01-30 | common stock, par value $0.0001 105,000 | $12.88 | 105,000 | direct | ||
| RESTRICTED STOCK UNITS | 0.0 | 2023-01-30 | deemed execution date | A | 37,100 (a) | common stock, par value $0.0001 37,100 | $0.00 | 37,100 | direct |
| ID | footnote |
|---|---|
| f1 | twenty-five percent of the shares underlying the option become vested and exercisable on january 30, 2024 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following january 30, 2024, subject to the reporting person's continued service through the applicable vesting date. |
| f2 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock, par value $0.0001, when vested. |
| f3 | the rsus become vested in substantially equal annual installments over the 4 years following january 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date. |
