Accession Number: | 0001705584-23-000002 |
Date: | 2023-01-31 |
Issuer: | ALLIANCEBERNSTEIN HOLDING L.P. (AB) |
Original Submission Date: |
BERNSTEIN SETH P
C/O ALLIANCEBERNSTEIN
501 COMMERCE STREET
NASHVILLE, TN 37203
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
AB HOLDING UNITS | 2023-01-31 | F | 75,403 | d | $37.91 | 357,520 | indirect | ||
AB HOLDING UNITS | 2023-01-31 | 0 | $0.00 | 224,670 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | units representing assignments of beneficial ownership of limited partnership interests in alliancebernstein holding l.p. ("ab holding units") |
f2 | on january 31, 2023, 149,869 ab holding units previously owned by reporting person through a rabbi trust under an employee incentive compensation award program were distributed. of these ab holding units, 75,403 ab holding units were withheld for tax purposes and 74,466 ab holding units were delivered to him. |
f3 | closing price of an ab holding unit (nyse: ab) on the distribution date (january 31, 2023). |