Accession Number: | 0001562180-23-001072 |
Date: | 2023-02-03 |
Issuer: | SONENDO, INC. (SONX) |
Original Submission Date: |
CHEN ROY T
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS, CA 92653
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-02-03 | S | 683 | d | $2.47 | 110,542 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of rsus granted to the reporting person on 11/02/2021. the sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |