Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-23-001071
Date:2023-02-03
Issuer: SONENDO, INC. (SONX)
Original Submission Date:

Reporting Person:

WATTS MICHAEL PATRICK
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102 LAGUNA HILLS, CA 92653

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-03 S 1,373 d $2.47 219,148 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of rsus granted to the reporting person on 11/02/2021. the sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
WhaleWisdom Logo

Elevate your investments