Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-23-004228
Date:2023-02-06
Issuer: KARUNA THERAPEUTICS, INC. (KRTX)
Original Submission Date:

Reporting Person:

KANE WILLIAM P JR
C/O KARUNA THERAPEUTICS, INC.
99 HIGH STREET, FLOOR 26 BOSTON, MA 02110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-06 A 17,656 a $0.00 17,656 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 192.15 2023-02-06 deemed execution date A 29,937 (a) 2033-02-05 common stock 29,937 $192.15 29,937 direct
Footnotes
IDfootnote
f1 comprised of restricted stock units ("rsus"), each representing a contingent right to receive one share of the issuer's common stock. the rsus shall vest annually in four 25% installments commencing on february 6, 2024, subject to continued service through such dates.
f2 25% of this option shall vest on february 6, 2024, and the remaining 75% shall vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.
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