Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-23-014661
Date:2023-02-06
Issuer: VERA THERAPEUTICS, INC. (VERA)
Original Submission Date:

Reporting Person:

SOFINNOVA VENTURE PARTNERS X, L.P.
C/O SOFINNOVA INVESTMENTS, INC.
3000 SAND HILL ROAD, BLDG. 4, SUITE 250 MENLO PARK, CA 94025

Reporting Person:

SOFINNOVA MANAGEMENT X, L.P.
C/O SOFINNOVA INVESTMENTS, INC.
3000 SAND HILL ROAD, BLDG. 4, SUITE 250 MENLO PARK, CA 94025

Reporting Person:

HEALY JAMES
C/O SOFINNOVA INVESTMENTS, INC.
3000 SAND HILL ROAD, BLDG. 4, SUITE 250 MENLO PARK, CA 94025

Reporting Person:

KATABI MAHA
C/O SOFINNOVA INVESTMENTS, INC.
3000 SAND HILL ROAD, BLDG. 4, SUITE 250 MENLO PARK, CA 94025

Reporting Person:

SOFINNOVA MANAGEMENT X-A, L.L.C.
C/O SOFINNOVA INVESTMENTS, INC.
3000 SAND HILL ROAD, BLDG. 4, SUITE 250 MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-02-06 P 285,714 a $7.00 3,467,156 f1 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares are held directly by sofinnova venture partners x, l.p. ("svp x"). sofinnova management x, l.p. ("sm x lp") is the general partner of svp x and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by svp x. sofinnova management x-a, l.l.c. ("sm x llc") is the general partner of svp x lp and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by svp x. james i. healy and maha katabi are the managing members of sm x llc and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by svp x. each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.
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