Form Type: 4

SEC EDGAR Link
Accession Number:0001604643-23-000030
Date:2023-02-07
Issuer: EVOQUA WATER TECHNOLOGIES CORP. (AQUA)
Original Submission Date:

Reporting Person:

CAPPELINE GARY A
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE PITTSBURGH, PA 15222

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-07 A 2,474 a $0.00 13,557 direct
COMMON STOCK 2023-02-07 0 $0.00 7,893 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported transaction is an award of restricted stock units in respect of the issuer's common stock. subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on february 7, 2024 and settle within 30 days thereafter.
f2 the amount of these securities includes 5,291 unvested restricted stock units in respect of the issuer's common stock.
f3 shares held by the gary cappeline and vicky hu joint revocable trust u/a dated 11/12/2018, of which mr. cappeline and ms. hu are the trustees and beneficiaries.
WhaleWisdom Logo

Elevate your investments