Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-004878
Date:2023-02-09
Issuer: THERMO FISHER SCIENTIFIC INC. (TMO)
Original Submission Date:

Reporting Person:

CASPER MARC N
168 THIRD AVENUE
WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-06 G 1,000 d $0.00 157,005 direct
COMMON STOCK 2023-02-06 G 3,300 d $0.00 153,705 direct
COMMON STOCK 2023-02-06 G 3,300 a $0.00 3,300 indirect
COMMON STOCK 2023-02-06 G 5,000 d $0.00 148,705 direct
COMMON STOCK 2023-02-06 G 5,000 a $0.00 5,000 indirect
COMMON STOCK 2023-02-09 M 10,000 a $157.68 158,705 direct
COMMON STOCK 2023-02-09 S 2,059 d $568.44 156,646 direct
COMMON STOCK 2023-02-09 S 800 d $569.46 155,846 direct
COMMON STOCK 2023-02-09 S 1,316 d $570.49 154,530 direct
COMMON STOCK 2023-02-09 S 600 d $571.60 153,930 direct
COMMON STOCK 2023-02-09 S 1,300 d $572.65 152,630 direct
COMMON STOCK 2023-02-09 S 1,500 d $573.75 151,130 direct
COMMON STOCK 2023-02-09 S 1,000 d $574.68 150,130 direct
COMMON STOCK 2023-02-09 S 2,600 d $575.77 147,530 direct
COMMON STOCK 2023-02-09 S 2,600 d $576.69 144,930 direct
COMMON STOCK 2023-02-09 S 1,935 d $578.23 142,995 direct
COMMON STOCK 2023-02-09 S 500 d $578.77 142,495 direct
COMMON STOCK 2023-02-09 S 1,600 d $580.92 140,895 direct
COMMON STOCK 2023-02-09 S 1,390 d $581.90 139,505 direct
COMMON STOCK 2023-02-09 S 800 d $582.79 138,705 direct
COMMON STOCK 2023-02-10 M 10,000 a $157.68 148,705 direct
COMMON STOCK 2023-02-10 S 1,000 d $564.12 147,705 direct
COMMON STOCK 2023-02-10 S 500 d $564.79 147,205 direct
COMMON STOCK 2023-02-10 S 600 d $566.48 146,605 direct
COMMON STOCK 2023-02-10 S 1,009 d $567.42 145,596 direct
COMMON STOCK 2023-02-10 S 4,475 d $568.64 141,121 direct
COMMON STOCK 2023-02-10 S 5,676 d $569.59 135,445 direct
COMMON STOCK 2023-02-10 S 5,195 d $570.62 130,250 direct
COMMON STOCK 2023-02-10 S 1,545 d $571.31 128,705 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 157.68 2023-02-09 deemed execution date M 10,000 (d) 2024-02-28 common stock 10,000 $157.68 116,400 direct
STOCK OPTION (RIGHT TO BUY) 157.68 2023-02-10 deemed execution date M 10,000 (d) 2024-02-28 common stock 10,000 $157.68 106,400 direct
Footnotes
IDfootnote
f1 the reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
f2 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 18, 2022.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $567.96 to $568.95, inclusive. the reporting person undertakes to provide to thermo fisher scientific inc. ("tmo"), any security holder of tmo or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22), (23) and (24) to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $569.01 to $569.81, inclusive.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $570.01 to $570.97, inclusive.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $571.08 to $571.88, inclusive.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $572.10 to $572.98, inclusive.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $573.12 to $574.11, inclusive.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $574.12 to $575.02, inclusive.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $575.12 to $576.09, inclusive.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $576.17 to $577.10, inclusive.
f12 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $577.64 to $578.63, inclusive.
f13 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $578.64 to $578.96, inclusive.
f14 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $580.41 to $581.38, inclusive.
f15 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $581.48 to $582.265, inclusive.
f16 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $582.50 to $583.08, inclusive.
f17 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $563.495 to $564.36, inclusive.
f18 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $564.60 to $565.21, inclusive.
f19 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $566.01 to $566.94, inclusive.
f20 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $567.20 to $567.78, inclusive.
f21 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $568.06 to $569.04, inclusive.
f22 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $569.06 to $570.05, inclusive.
f23 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $570.11 to $571.07, inclusive.
f24 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $571.11 to $571.56, inclusive.
f25 the option vested in four equal installments on february 28, 2018, 2019, 2020, and 2021.
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