Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-009289
Date:2023-02-10
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

ZELTER JAMES C
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-10 A 1,396 a $0.00 6,031,153 direct
COMMON STOCK 2023-02-10 0 $0.00 540,858 indirect
COMMON STOCK 2023-02-10 0 $0.00 665,301 indirect
COMMON STOCK 2023-02-10 0 $0.00 1,200,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") granted under the apollo global management, inc. 2019 omnibus equity incentive plan (the "plan"). each rsu represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one share of common stock of the issuer for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement, provided the reporting person remains in service through the applicable vesting date.
f2 reported amount includes 5,440,998 vested and unvested rsus granted under the plan.
f3 by the james c. zelter 2021 grat no. 1, a vehicle over which the reporting person exercises voting and investment control.
f4 by the james c. zelter 2022 grat no. 1, a vehicle over which the reporting person exercises voting and investment control.
f5 by zelter apo series llc, a vehicle over which the reporting person exercises voting and investment control.
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