Accession Number: | 0001567619-23-003005 |
Date: | 2023-02-10 |
Issuer: | APOLLO GLOBAL MANAGEMENT, INC. (APO) |
Original Submission Date: |
BELARDI JAMES RICHARD
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK, NY 10019
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-02-10 | A | 98,626 | a | $0.00 | 0 | direct | ||
COMMON STOCK | 2023-02-10 | F | 41,811 | d | $70.66 | 236,937 | indirect | ||
COMMON STOCK | 2023-02-10 | G | 1,104,966 | d | $0.00 | 0 | indirect | ||
COMMON STOCK | 2023-02-10 | G | 373,219 | d | $0.00 | 0 | indirect | ||
COMMON STOCK | 2023-02-10 | G | 1,478,185 | a | $0.00 | 1,478,185 | indirect | ||
COMMON STOCK | 2023-02-10 | 0 | $0.00 | 178,481 | indirect | ||||
COMMON STOCK | 2023-02-10 | 0 | $0.00 | 1,870,597 | indirect | ||||
COMMON STOCK | 2023-02-10 | 0 | $0.00 | 1,523,410 | indirect | ||||
COMMON STOCK | 2023-02-10 | 0 | $0.00 | 640,541 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents restricted stock units ("rsus"). each rsu represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one share of common stock of the issuer for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement, provided the reporting person remains in service through the applicable vesting date. |
f2 | reported amounts have been adjusted to reflect the transfer of 515,732 shares and of 98,626 rsus, previously reported as directly owned by the reporting person, to the james and leslie belardi family trust, which transfers were exempt from section 16 pursuant to rule 16a-13 under the exchange act. |
f3 | consists of shares withheld by the issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by apollo global management, inc. |
f4 | reported amounts have been adjusted to reflect the transfer of 640,541 shares, previously reported as owned by james and leslie belardi family trust, to jb athene investments iii, llc, which transfer was exempt from section 16 pursuant to rule 16a-13 under the exchange act. |
f5 | reported amount includes 184,159 rsus. rsus represent the contingent right to receive shares of apollo global management, inc. pursuant to an equity plan administered by apollo global management, inc. |