Accession Number: | 0001567619-23-003094 |
Date: | 2023-02-13 |
Issuer: | ANNEXON, INC. (ANNX) |
Original Submission Date: |
LEW JENNIFER
C/O ANNEXON, INC.
1400 SIERRA PT PKWY, BLDG C, 2ND FLOOR
BRISBANE, CA 94005
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-02-13 | S | 1,742 | d | $6.31 | 29,708 | direct | ||
COMMON STOCK | 2023-02-14 | S | 166 | d | $6.30 | 29,542 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. |
f2 | this transaction was executed in multiple trades in prices ranging from $6.15 to $6.43, inclusive. the price reported in column 4 above reflects the weighted average sale price. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
f3 | includes 7,575 shares acquired pursuant to the issuer's employee stock purchase plan on november 15, 2022. |
f4 | includes 17,709 restricted stock units. |