Accession Number: | 0000927628-23-000089 |
Date: | 2023-02-15 |
Issuer: | CAPITAL ONE FINANCIAL CORP (COF) |
Original Submission Date: |
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-02-15 | M | 19,087 | a | $0.00 | 3,776,116 | direct | ||
COMMON STOCK | 2023-02-15 | M | 16,757 | a | $0.00 | 3,792,873 | direct | ||
COMMON STOCK | 2023-02-15 | D | 19,087 | d | $117.47 | 3,773,786 | direct | ||
COMMON STOCK | 2023-02-15 | D | 16,757 | d | $117.47 | 3,757,029 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
2020 RESTRICTED STOCK UNITS | 0.0 | 2023-02-15 | deemed execution date | M | 19,087 (d) | 2023-02-15 | 2023-02-15 | common stock 19,087 | $0.00 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2023-02-15 | deemed execution date | M | 16,757 (d) | 2023-02-15 | 2023-02-15 | common stock 16,757 | $0.00 | 0 | direct |
ID | footnote |
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f1 | on february 15, 2023, the restricted stock units were settled in cash based on the company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. |
f2 | represents restricted stock units granted on january 30, 2020 for performance year 2019. |
f3 | represents restricted stock units granted on january 30, 2020 for performance year 2020. |