Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-010927
Date:2023-02-15
Issuer: SEER, INC. (SEER)
Original Submission Date:

Reporting Person:

KOGAN ELONA ESQ.
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102 REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-02-15 A 70,000 a $0.00 171,370 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.59 2023-02-15 deemed execution date A 140,000 (a) 2033-02-15 class a common stock 140,000 $4.59 140,000 direct
Footnotes
IDfootnote
f1 the reported shares are represented by restricted stock units, or rsus, which vest in four equal annual installments beginning on february 15, 2024.
f2 the option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "stock price hurdle") which requires that the issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on february 15, 2030 (the "performance period"). if the stock price hurdle is achieved within the performance period, then one fourth of the shares subject to the option vest on the date that achievement of the stock price hurdle is certified and the remaining shares vest annually thereafter in three equal installments.
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