Accession Number: | 0001209191-23-010930 |
Date: | 2023-02-15 |
Issuer: | SEER, INC. (SEER) |
Original Submission Date: |
THOMAS SCOTT D
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102
REDWOOD CITY, CA 94065
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2023-02-15 | A | 70,000 | a | $0.00 | 96,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 4.59 | 2023-02-15 | deemed execution date | A | 140,000 (a) | 2033-02-15 | class a common stock 140,000 | $4.59 | 140,000 | direct |
ID | footnote |
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f1 | the reported shares are represented by restricted stock units, or rsus, which vest in four equal annual installments beginning on february 15, 2024. |
f2 | the option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "stock price hurdle") which requires that the issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on february 15, 2030 (the "performance period"). if the stock price hurdle is achieved within the performance period, then one fourth of the shares subject to the option vest on the date that achievement of the stock price hurdle is certified and the remaining shares vest annually thereafter in three equal installments. |