| Accession Number: | 0000927628-23-000090 |
| Date: | 2023-02-15 |
| Issuer: | CAPITAL ONE FINANCIAL CORP (COF) |
| Original Submission Date: |
SANJIV YAJNIK
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2023-02-15 | F | 1,295 | d | $114.63 | 91,017 | direct | ||
| COMMON STOCK | 2023-02-15 | F | 1,330 | d | $114.63 | 89,687 | direct | ||
| COMMON STOCK | 2023-02-15 | F | 1,516 | d | $114.63 | 88,308 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on january 30, 2020. this is authorized in the applicable restricted stock award agreement. |
| f2 | represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on february 4, 2021. this is authorized in the applicable restricted stock award agreement. |
| f3 | represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on february 3, 2022. this is authorized in the applicable restricted stock award agreement. |
| f4 | includes shares acquired by the reporting person through the company's associate stock purchase plan since the last reported transaction. |
