Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-006516
Date:2023-02-18
Issuer: ALKERMES PLC. (ALKS)
Original Submission Date:

Reporting Person:

NICHOLS CHRISTIAN TODD
852 WINTER ST.
WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2023-02-18 M 6,230 a $0.00 27,265 direct
ORDINARY SHARES 2023-02-18 F 1,961 d $28.07 25,304 direct
ORDINARY SHARES 2023-02-20 M 3,824 a $0.00 29,128 direct
ORDINARY SHARES 2023-02-20 F 1,125 d $28.07 28,003 direct
ORDINARY SHARES 2023-02-20 A 22,969 a $0.00 50,972 direct
ORDINARY SHARES 2023-02-20 F 6,753 d $28.07 44,219 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT AWARD 0.0 2023-02-18 deemed execution date M 6,230 (d) ordinary shares 6,230 $0.00 18,691 direct
RESTRICTED STOCK UNIT AWARD 0.0 2023-02-20 deemed execution date M 3,824 (d) ordinary shares 3,824 $0.00 3,825 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one ordinary share.
f2 these ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on february 20, 2020 with a three-year performance period that ended on december 31, 2022 (the "2020 prsus"). the vesting of this portion of the 2020 prsus was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2020 prsus.
f3 shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.
f4 shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/20/2021.
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